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Podcast Series:  Regulation and the Financial Industry

Podcast Series: Regulation and the Financial Industry


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The 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) has drastically changed the regulatory environment by putting increased emphasis on how financial institutions analyze their exposure to potential loss. Aon's Risk Solutions' Financial Institutions Practice knows that regulatory compliance can be difficult and costly. Risks of noncompliance can include loss of revenue, fines and penalties, and potential damage to reputation.

In this four part podcast series, Michael O’Connell examines the interconnectedness of these risks.

Part 1 – Executive Compensation in the Changing Regulatory Environment

In just five minutes, learn how to comply with regulatory requirements on sound incentive compensation.

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Part 2 – Operational Risk – Recent Developments on Increased Regulatory Emphasis

In just six minutes, learn about operational risk trends and recent developments in the Americas, Europe and Asia Pacific regions.

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Presenter: Michael O’Connell